NEW YORK–(BUSINESS WIRE)–Jan 25, 2022– For the first time since 2016, fewer than 300 new US federal securities class action suits were filed. This is one of many significant findings identified in “ Recent Trends in Securities Class Action Litigation: 2021 Full-Year Review,” the latest edition of an annual report […]
Securities
Opening Doors: David R. Jones (CGS’84, Questrom’86), cofounder, president, CEO, CastleOak Securities | Bostonia
David R. Jones, Cofounder, president, CEO, CastleOak Securities Photo by HollenderX2 They are determined to use their experience, influence, and positions to help make their business, organization, and world more inclusive. They are breaking barriers—and then reaching back to help those behind them overcome the same hurdles. They are BU […]
SMBC Nikko Securities America, Inc. Hires Industry Veteran Scott Ashby | Business
NEW YORK–(BUSINESS WIRE)–Sep 28, 2021– SMBC Nikko Securities America, Inc., a member of SMBC Group, today announced that Scott Ashby has joined the firm as Managing Director, Head of Capital Markets and Investment Banking, Senior Deputy President. In this role, he will oversee several business functions within the Capital Markets […]